Flagship engagement

Fintech Control Audit

Independent review of payment, lending, and wallet control environments for Taiwan-based fintech operators preparing board packs or regulator-facing evidence.

From NT$180,000 for a single-product control audit

Request a scoping call How fieldwork runs
Auditor reviewing financial control documents at a desk

Who it is for

Payment institutions, digital lending desks, e-wallet operators, and remittance firms that need an independent control opinion before investor diligence or supervisory dialogue.

Result

A written control findings memo with ranked exceptions, sampling notes, and practical remediation sequencing your finance and operations leads can act on.

Scope

Ledger-to-settlement reconciliations, maker-checker design, exception queues, custody record integrity, and board reporting completeness for a defined product line or legal entity.

Included

  • Scoping call and control universe map
  • Document request list tailored to your product rails
  • Sample testing of reconciliations and approvals
  • Walkthrough interviews with finance and ops owners
  • Findings memo with severity rankings and remediation order
  • Closing briefing for management

Excluded

  • Statutory financial statement audit
  • Penetration testing or source-code review
  • Ongoing outsourced internal audit retainer without separate engagement letter

Process

  1. Confirm entity, product line, and reporting period

  2. Issue document request and schedule walkthroughs

  3. Perform sampling and exception analysis

  4. Draft findings for factual clearance

  5. Deliver memo and closing briefing